Dongguan encourages enterprises to use the capital market to implement detailed rules
  • 2018-10-15 16:50
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  • Publisher:DongguanSongshan Lake Sci. & Tech. Industry Park

Dongguan encourages enterprises to use the capital market to implement detailed rules

(No. 33 of Tung Fu [2015])


First, the conditions of the listed reserve enterprises in Dongguan are as follows:

(1) to register and establish in accordance with the relevant laws of the state, to register in the industrial and commercial departments of the city of Dongguan and to handle tax registration in the tax department.

(two) meet the following financial requirements:

1. The financial indicators of the enterprise are in accordance with one of the following cases:

(1) in recent two years, it has been profitable continuously. The net profit in recent two years is no less than RMB 10 million yuan. Net profit is calculated on the basis of the non recurring gains and losses.

(2) in recent year, net profit has not been less than 5 million yuan in the latest year. The operating income in recent year is no less than 50 million yuan. Net profit is calculated on the basis of deducting the non recurring gains and losses.

2. The net assets at the end of the last term are not less than 20 million yuan, and there is no unmade loss.

(three) the board of directors has passed a resolution on listed companies and to develop specific plans to market, provide the financial audit report before the two fiscal year, and has the qualification of securities firms, accounting firms, has legally established law firms and other intermediary agencies engaged in the securities business qualification of one or more sign a listing of counseling protocol. The agency has issued a due diligence report on the analysis of the listed companies.

Two. Pre market guidance cost support

(1) the conditions of declaration:

1. The listed back-up enterprises identified by the municipal government.

2, apply for stock exchange in domestic and overseas IPO (including to have controlling relationship with foreign companies in overseas stock exchange motherboard, gem, and indirect listing) application materials by the legal agencies (securities regulatory authorities or stock exchange) formally accepted.

(two) the standard of financing:

According to the actual occurrence of the enterprise before listing brokerage charge listed counseling fees, accounting audit fees of accounting firms charge, legal service fees charged for law firms, asset evaluation agencies, asset evaluation fees and other expenses four (not including the listing of counseling and independent annual service fee) to give 50% of the total funding, each enterprise the maximum 2 million yuan subsidy.

Three. Financial support for refinancing after the market

(1) the conditions of declaration:

1. The listed back-up enterprises identified by the municipal government;

2. The stock exchange is successfully listed on the domestic and overseas stock exchanges, or the overseas companies with control relations are listed on the foreign stock exchange (motherboard or GEM) indirectly.

3, from the date of listing within 3 years (including 3 years) during the implementation of the implementing rules, through direct financing in capital market refinancing (including the issuance of new shares, the issuance of corporate bonds, asset securitization, medium-term notes, short-term financing coupons etc.), and to raise funds 50% the above (and requires more than 100 million yuan investment in Dongguan).

(two) the standard of financing:

In accordance with the actual amount of successful direct refinancing by enterprises, 0.5% of the financial support is given, and each enterprise has the highest total funding of 5 million yuan.

(three) information to be submitted by an enterprise to apply for submission:

1, "application for the financing plan of Dongguan cultivation enterprises";

2. The business business license, the organization code certificate, the tax registration certificate and other copies, and the official seal of the enterprise.

3. The successful listing of enterprises within and outside the country, or the proof of the successful listing of foreign companies with control relations on the overseas stock exchange;

4, the certifying materials for successful refinancing of listed companies using direct financing tools, as well as the evidence that funds raised to return to listed companies and more than 50% (at the same time require more than 100 million yuan) to invest in Dongguan.

5, the enterprise to have controlling relationship with overseas companies listed on overseas stock exchanges, and provide practical materials to determine the main business: the relationship between instructions and related documents and enterprises listed on the main, listed the main plans to raise funds, raise funds return reserve listed companies and more than 50% (also called for more than 100 million yuan investment) the evidence in Dongguan;

6, the enterprise to have controlling relationship with overseas companies listed on overseas stock exchanges, also need to provide proof with the qualification of the brokerage, has issued CPA qualification for securities business or a legally established law firm three intermediaries on one of them, more than 50% of the main assets, the main business income, profits, the tax attributable to Dongguan.

Four. Listing and financing of stock transfer system of small and medium-sized enterprises in China

(1) the conditions of declaration:

1, enterprises are registered in the industrial and commercial departments of Dongguan and handled tax registration in the tax department.

2. One of the following conditions:

(1) the national small and medium-sized enterprises share transfer system (hereinafter referred to as "the national share transfer system") successfully listed;

(2) the national share transfer system listed companies, 3 years after the date of listing (including 3 years) during the implementation of the implementing rules, through direct financing (including the issuance of new shares, the issuance of corporate bonds, asset securitization, medium-term notes, short-term financing coupons etc.) in the capital market financing above, and the funds raised by the 50% investment in Dongguan.

(two) the standard of financing:

1, financial support. For the successful listing of the national share transfer system of the enterprise, according to brokers receive the recommended listing fee charged by the financial accounting, accounting firms and law firms to collect the audit fees of legal services, asset evaluation agencies charged assets assessment costs four to give 50% of the total cost of funding, each company the highest 500 thousand yuan subsidy.

2. Financing. For the successful listing of the national share transfer system of the enterprise, within 3 years from the date of listing (including 3 years) during the implementation of the implementing rules, implementation of financing in the capital markets through direct financing, and more than 50% of the funds raised to invest in Dongguan, funded according to the direct financing amount of 1% each enterprise cumulative maximum 1 million yuan subsidy.

(three) information to be submitted by an enterprise to apply for submission:

Three copies of the materials submitted in the application form of the application form of the Dongguan municipal enterprise listed in the national equity transfer system and the application form.

Five. Issuing direct debt financing tools discount

(1) the conditions of declaration:

According to the relevant laws of the state finance of registration, registered in the business sector in Dongguan and in the tax department for tax registration, with independent legal person qualification, and the first successful issuance of debt financing instruments directly the enterprise (the new board listed companies, listed companies to be subsidized support except).

Direct debt financing instruments of the measures by all types of issuers issued in accordance with legal procedures, agreed in a certain period of debt securities, including but not limited to the issuance of the bond market and the stock exchange in the national inter-bank corporate bonds, corporate bonds, asset securitization, short-term financing bonds, medium-term notes, private debt bonds.

(two) the interest discount standard:

The Municipal Finance issued the discount support for the first successful issuance of direct debt financing instruments in our city by 2% of the total amount issued in the first year. The accumulative discount rate of each enterprise is no more than 500 thousand yuan.

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